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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-28
KS RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2024-03-28
  • KS RA
    APPROVED
    Since 2021-07-21

Branch Locations

100 S Santa Fe, Ste 403, Salina, KS 67401 • United States

708 N Main, Russell, KS 67665 • United States

100 S Santa Fe Ave Ste 401, Salina, KS 67401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Russell KS 04/1993 07/2021
Various Insurance Carriers Salina KS 07/1993 07/2021
Standard Insurance Russell KS 01/2007 07/2021
United Life Insurance Co Of Iowa Russell KS 08/2009 07/2021
Landon Creek Enterprises, Inc Salina KS 08/2014 07/2021
Rotary District 5670 Salina KS 07/2016 07/2017
Emc National Life Company Russell KS 07/2016 07/2021
Usalliance - Life & Security Company Russell KS 03/2017 07/2021
Emc National Life Insurance Company Russell KS 07/2016 07/2021
Provident Agency Russell KS 01/2007 07/2021
Lpl Financial Llc Russell KS 07/2021 Present
  • 04/1993 → 07/2021
    Waddell & Reed, Inc.
    Russell, KS
  • 07/1993 → 07/2021
    Various Insurance Carriers
    Salina, KS
  • 01/2007 → 07/2021
    Standard Insurance
    Russell, KS
  • 08/2009 → 07/2021
    United Life Insurance Co Of Iowa
    Russell, KS
  • 08/2014 → 07/2021
    Landon Creek Enterprises, Inc
    Salina, KS
  • 07/2016 → 07/2017
    Rotary District 5670
    Salina, KS
  • 07/2016 → 07/2021
    Emc National Life Company
    Russell, KS
  • 03/2017 → 07/2021
    Usalliance - Life & Security Company
    Russell, KS
  • 07/2016 → 07/2021
    Emc National Life Insurance Company
    Russell, KS
  • 01/2007 → 07/2021
    Provident Agency
    Russell, KS
  • 07/2021 → Present
    Russell, KS
Previous Registrations
  • 1997-07-01 → 2021-07-21
    Waddell & Reed
    Russell, KS
    Salina, KS
    Salina, KS
    Great Bend, KS
    Salina, KS
    Great Bend, KS
    Edmond, OK
    Salina, KS
    Salina, KS
Other Businesses

1) 2026-04-20 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Overview Financial - DBA for LPL Business (entity for LPL business) - Y - 40 - 40 - at reported business location(s) - 2026-04-17 - Financial Advising 2) 2024-10-09 - Protective - Non-Variable Insurance - Y - 5 - 5 - at reported business location(s) - 2024-08-07 -

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-02
  • S63 Uniform Securities Agent State Law Examination
    1993-06-02
Other Names
  • Randy Krug

View on SEC IAPD

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