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Arthur Joseph Kole

Stonex Advisors Inc.

Birmingham, AL

Jeffersonville, NY

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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-19
  • NY RA
    APPROVED
    Since 2021-03-19

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Jeffersonville, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc Saddle Brook NJ 09/2014 Present
Stonex Advisors Inc Saddle Brook NJ 01/2015 Present
  • 09/2014 → Present
    Stonex Securities Inc
    Saddle Brook, NJ
  • 01/2015 → Present
    Stonex Advisors Inc
    Saddle Brook, NJ
Previous Registrations
  • 2013-01-28 → 2015-01-30
    Wrp Investments, Inc.
    Youngstown, OH
    Saddle Brook, NJ
  • 2006-03-31 → 2012-10-02
    Oppenheimer & Co. Inc.
    Fishkill, NY
    Fishkill, NY
Other Businesses

Willowby Advisors - DBA; Investment related; 44 Jefferson Ave Jeffersonville, NY 12748; Financial Advisor; 08/28/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-30
S63 Uniform Securities Agent State Law Examination 1993-11-15
  • S65 Uniform Investment Adviser Law Examination
    2006-03-30
  • S63 Uniform Securities Agent State Law Examination
    1993-11-15
Other Names
  • Arty Joseph Kole

View on SEC IAPD

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