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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Red Bank | NJ | 09/2013 | 12/2022 |
| Td Ameritrade Investment Management, Llc | Red Bank | NJ | 09/2013 | 12/2022 |
| Charles Schwab & Co., Inc. | Red Bank | NJ | 01/2022 | Present |
| Charles Schwab Bank, Ssb | Red Bank | NJ | 07/2022 | Present |
| Charles Schwab And Co., Inc. | Red Bank | NJ | 12/2022 | Present |
INSURANCE LIC POSITION: N/A NATURE: RETAIL INVESTMENT RELATED: NO NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2010 ADDRESS: 140 LIONS COURT, FREEHOLD NJ 07728 DESCRIPTION: INSURANCE LIC. HELD BY STAE OF NJ Name: Donovans Reef Bar, Role: Bartender, Type: RESTAURANT_BAR_WORK, Start Date: 09/12/2019, Investment Related?: No, Address: 1171 Ocean Ave, Sea Bright, NJ 07760, Number of Hours/Mo: 20, Duties: Tending Bar and stocking Bar Name: Volunteer Basketball CoachÃ,Â, Role: Volunteer Basketball CoachÃ,Â, Type: Sports Official Or Coaching, Start Date: 10/14/2019, Investment Related?: No, Address: 1492 ocean Ave, Sea Bright, NJ 07760, Number of Hours/Mo: 12, Duties: Volunteer basketball Coach, helping with practice schedule and game day plan Name: Right Choice Testing , LLC, Role: Specimen Collection., Type: Other, Start Date: 01/01/2021, Investment Related?: No, Address: 748 S Middlesex Ave, Colonia, NJ 07067, Number of Hours/Mo: 16, Duties: Assiting with specimen collection at colleges, high schools, and municipalities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-19 |
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