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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-14
  • NJ RA
    APPROVED
    Since 2022-03-14

Branch Locations

55 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Red Bank NJ 09/2013 12/2022
Td Ameritrade Investment Management, Llc Red Bank NJ 09/2013 12/2022
Charles Schwab & Co., Inc. Red Bank NJ 01/2022 Present
Charles Schwab Bank, Ssb Red Bank NJ 07/2022 Present
Charles Schwab And Co., Inc. Red Bank NJ 12/2022 Present
  • 09/2013 → 12/2022
    Td Ameritrade, Inc.
    Red Bank, NJ
  • 09/2013 → 12/2022
    Td Ameritrade Investment Management, Llc
    Red Bank, NJ
  • 01/2022 → Present
    Red Bank, NJ
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Red Bank, NJ
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Red Bank, NJ
Previous Registrations
  • 2013-09-17 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Shrewsbury, NJ
    Red Bank, NJ
    Red Bank, NJ
  • 2013-09-17 → 2022-10-14
    Td Ameritrade, Inc.
    Red Bank, NJ
    Omaha, NE
  • 2011-06-10 → 2013-08-30
    Cuna Brokerage Services, Inc.
    Freehold, NJ
  • 2009-05-01 → 2011-06-06
    Wall Township, NJ
Other Businesses

INSURANCE LIC POSITION: N/A NATURE: RETAIL INVESTMENT RELATED: NO NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2010 ADDRESS: 140 LIONS COURT, FREEHOLD NJ 07728 DESCRIPTION: INSURANCE LIC. HELD BY STAE OF NJ Name: Donovans Reef Bar, Role: Bartender, Type: RESTAURANT_BAR_WORK, Start Date: 09/12/2019, Investment Related?: No, Address: 1171 Ocean Ave, Sea Bright, NJ 07760, Number of Hours/Mo: 20, Duties: Tending Bar and stocking Bar Name: Volunteer Basketball CoachÃ,­, Role: Volunteer Basketball CoachÃ,­, Type: Sports Official Or Coaching, Start Date: 10/14/2019, Investment Related?: No, Address: 1492 ocean Ave, Sea Bright, NJ 07760, Number of Hours/Mo: 12, Duties: Volunteer basketball Coach, helping with practice schedule and game day plan Name: Right Choice Testing , LLC, Role: Specimen Collection., Type: Other, Start Date: 01/01/2021, Investment Related?: No, Address: 748 S Middlesex Ave, Colonia, NJ 07067, Number of Hours/Mo: 16, Duties: Assiting with specimen collection at colleges, high schools, and municipalities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-29
S63 Uniform Securities Agent State Law Examination 2006-12-19
  • S66 Uniform Combined State Law Examination
    2009-04-29
  • S63 Uniform Securities Agent State Law Examination
    2006-12-19
Other Names
  • Louis Edward Paolillo
  • Louis Paolillo

View on SEC IAPD

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