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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2018-10-29 |
| PA | RA | APPROVED | 2010-06-23 |
| CT | RA | APPROVED | 2007-09-24 |
| TX | RA | APPROVED_RES | 1998-02-26 |
Branch Locations
2951 Centerville Rd, Wilmington, DE 19808 • United States
Cochranville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Exton | PA | 06/1991 | Present |
| Bank Of America, N.A. | Exton | PA | 12/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-28 |
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