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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2023-09-15 |
| TX | RA | APPROVED_RES | 2016-01-04 |
| NM | RA | APPROVED | 2015-03-27 |
| CA | RA | APPROVED | 2009-10-05 |
Branch Locations
2010 Crow Canyon Place Ste 100 # 403, San Ramon, CA 94583 • United States
500 Marquette Ave Ste 1200, Albuquerque, NM 87102 • United States
6000 Uptown Blvd Ne Ste 100, Albuquerque, NM 87110 • United States
2988 Grassina St Unit 621 , San Jose, CA 95136 • United States
One Embarcadero Suite 1200, San Francisco, CA 94111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-11-10 |
Branch Locations
One Embarcadero Suite 1200, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Information Network Ministry | St. Charles | MO | 12/1989 | 11/2025 |
| Gateway Financial Advisors, Inc | St. Charles | MO | 01/2000 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 10/2009 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 10/2009 | Present |
| Continuity Partners Group, Llc | Fairfield | IA | 07/2014 | Present |
1)GATEWAY FINANCIAL ADVISORS INC: QUALITY LIFE INSURANCE AGENCY, 6000 Uptown Blvd NE, Suite 100, Albuquerque NM 87110, 12/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 40 HR/WK 12 TRADING HR 2)SHANE WESTHOELTER, 6000 UPTOWN BLVD NE STE 100 ALBUQUERQUE NM, 09/2012, AUTHOR- ARTICLES FOR INDUSTRY MAGAZINES, AND WROTE QUAITY LIFE PLAN BOOK - TAKE THE IF OUT OF LIFE. 1HR/MO 0 HR/MO TRADING 3)CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 2 HR/MO 2 HR/MO TRADING, 09/2009 4)GATEWAY INSURANCE GROUP INC: GLOBALGREEN INSURANCE AGENCY OF THE WEST COAST, 4101 DUBLIN BLVD STE F PMB 57 DUBLIN CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/2010, 10 HR/WK 2 HR/TRADING 5)LEGAL SHIELD SALES, 6000 UPTOWN BLVD NE STE 100 ALBUQUERQUE NM, 01/2018, SALES REP, NIR, 4 HR/MO 1 HR/MO TRADING 6)AMYOTROPHIC LATERAL SCLEROSIS ASSOCIATION OF NEW MEXICO, 2309 RENARD PL SE ALBUQUERQUE NM, 04/2019, BOARD MEMBER, NON-PROFIT, NIR, 3 HR/MO 0 HR/MO TRADING 7)THE INTRODUCTION MACHINE, 77 EAST HIGH ST BALLSTON NY, BOARD MEMBER, VIRTUAL BUSINESS CARD/DEVELOP AND EXECUTE STRATEGIES DEVELOPED AND AGREED TO. NIR, 1 HR/MO 1 HR/MO TRADING 8)NEWCO RECORD COMPANY (COPPERLINE MUSIC GROUP LLC), 33 MUSIC SQUARE WEST STE 108A NASHVILLE TN. 06/2019, NIR, PARTNER IN PROMOTIONS, PROMOTE/SPONSOR A MUSIC ARTIST, 3 HR/MO 0 HR/MO TRADING 9)HIGH ROLLER ENERGY INC, 304 S JONES BLVD LAS VEGAS NV, 09/2019, SHAREHOLDER/CONSULTANT OF ENERGY DRINK DISTRIBUTION, NIR, 12/YR 0/TRADING 10)CLEVER RX, 28760 N 71ST STREET SCOTTSDALE AZ, 12/2019, SALES ASSOCIATE, NIR, 1 HR/MO 1 HR/MO TRADING 11)GATEWAY INSURANCE AND FINANCIAL SERVICES LLC, 6000 UPTOWN BLVD NE STE 100 ALBUQUERQUE NM, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/2020, CEO, 30/WK 30/TRADING 12)SAUSALITO TECHNOLOGY PARTNERS LLC, 2200 BRIDGEWAY SAUSALITO CA, BOARD MEMBER PRESIDENT, 06/2020, NIR, 20 HR/YR 0/TRADING HR 13)ACLV LLC, 6000 UPTOWN BLVD NE STE 100 ALBUQUERQUE NM, RESTAURANT OWNER, 02/2021, NIR, 10 HR/YR 0/TRADING HR 14)ELITE BENEFITS, 6000 UPTOWN BLVD NE STE 100 ALBUQUERQUE NM, EMPLOYEE BENEFIT ANCELARY SALES AGENT, 03/2019, NIR, 2 HR/MO 0 HR/MO TRADING 15)DRAGON HOUSE VENTURES LLC, 6000 UPTOWN BLVD NE STE 100 ALBUQUERQUE NM, 03/2021, FOUNDER, REAL ESTATE, NIR, 1 HR/MO 0/TRADING HR 16)ALL IN AUTOGRAPHS LLC, 6000 UPTOWN BLVD NE STE 100 ALBUQUERQUE NM, 03/2021, FOUNDER, RETAIL STORE, NIR, 5 HR/MO 0 HR/MO TRADING 17)STEREO VAULT PRODUCTIONS LLC, 2200 BRIDGEWAY SAUSALITO CA, MUSIC AND TALENT REPRESENTATION, 03/2021, NIR, PARTNER, 2 HR/MO 0 HR/MO TRADING 18)True Sports Cards & Collectables LLC, 6661 STANDFORD RANCH ROUD SUITE P ROCKLION CA, 06/2021, FOUNDER, RETAIL, NIR, 2 HR/MO 0 HR/MO TRADING 19)SHANE WESTHOELTER PRIVATE FOUNDATION, 6000 UPTOWN BLVD NE SUITE 100 ALBUQUERQUE NM, 12/2021, INV REL, FOUNDER/CEO, 1 HR/MO 0 HR/MO TRADING 20)GATEWAY HOLDING COMPANY, INC., 6000 Uptown Blvd NE, Suite 100, Albuquerque NM 87110, OWNER, PARTNER, NIR, 5 HR/MO - 5 HR/MO TRADING. 21)HAUNTED SCARECROW, LLC, 6000 Uptown Blvd NE, Suite 100, Albuquerque NM 87110, 07/2025, Owner, Seasonal Haunted Houses, set up in ABQ NM, NIR, 4 HR/MO, 0 HR/MO TRADING. 22)MDRT SPEAKER SELECTION COMMITEE, 325 West Touhy Avenue, Park Ridge IL 60068, 09/2025, Committee Member, Volunteer, NIR, 2 HR/MO, 1 HR/MO TRADING. 23)GATEWAY INSURANCE GROUP, INC. DBA: BRIGHTWAY, GATEWAY INSURANCE AGENCY, 6000 Uptown Blvd NE, Suite 100, Albuquerque NM 87110, United States, 02/2010, President, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 8 HR/MO TRADING 24)COAL VAULT COLLECTIVE, LLC, 6000 Uptown Blvd NE Suite 100, Albuquerque NM 87110, 04/2026, President, Owner/Partner of a Business Entity, NIR, 5 HR/MO - 0 HR/MO TRADING 25)UN-17 - CODA CLUB/ALIBI RYE SOCIAL CLUB, 419 Coal Ave SW, Albuquerque NM 87102, 05/15/2026, PRESIDENT, FOOD/BEVERAGE SERVICES, NIR, 5 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-02 |
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