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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2023-09-15
TX RA APPROVED_RES 2016-01-04
NM RA APPROVED 2015-03-27
CA RA APPROVED 2009-10-05
  • VI RA
    APPROVED
    Since 2023-09-15
  • TX RA
    APPROVED_RES
    Since 2016-01-04
  • NM RA
    APPROVED
    Since 2015-03-27
  • CA RA
    APPROVED
    Since 2009-10-05

Branch Locations

2010 Crow Canyon Place Ste 100 # 403, San Ramon, CA 94583 • United States

500 Marquette Ave Ste 1200, Albuquerque, NM 87102 • United States

6000 Uptown Blvd Ne Ste 100, Albuquerque, NM 87110 • United States

2988 Grassina St Unit 621 , San Jose, CA 95136 • United States

Dba Tana Investment Advisors

One Embarcadero Suite 1200, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-11-10
  • CA RA
    APPROVED
    Since 2014-11-10

Branch Locations

One Embarcadero Suite 1200, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Information Network Ministry St. Charles MO 12/1989 11/2025
Gateway Financial Advisors, Inc St. Charles MO 01/2000 Present
Cambridge Investment Research, Inc Fairfield IA 10/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 10/2009 Present
Continuity Partners Group, Llc Fairfield IA 07/2014 Present
  • 12/1989 → 11/2025
    National Information Network Ministry
    St. Charles, MO
  • 01/2000 → Present
    Gateway Financial Advisors, Inc
    St. Charles, MO
  • 10/2009 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 10/2009 → Present
    Fairfield, IA
  • 07/2014 → Present
    Continuity Partners Group, Llc
    Fairfield, IA
Previous Registrations
  • 2014-09-12 → 2014-12-15
    Copperpine, Inc.
    Dublin, CA
  • 2007-08-02 → 2009-10-06
    Woodbury Financial Services, Inc.
    Foster City, CA
    Oakdale, MN
    Dublin, CA
  • 2006-09-08 → 2007-08-24
    Strategic Wealth Advisors Group
    San Mateo, CA
  • 2003-05-29 → 2007-08-03
    Fsc Securities Corporation
    O'FAllon, MO
    St. Peters, MO
    San Mateo, CA
    San Mateo, CA
    St. Peters, MO
    St. Peters, MO
  • 2001-01-01 → 2006-10-11
    Gateway Financial Advisors, Inc.
    St. Chalres, MO
Other Businesses

1)GATEWAY FINANCIAL ADVISORS INC: QUALITY LIFE INSURANCE AGENCY, 6000 Uptown Blvd NE, Suite 100, Albuquerque NM 87110, 12/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 40 HR/WK 12 TRADING HR 2)SHANE WESTHOELTER, 6000 UPTOWN BLVD NE STE 100 ALBUQUERQUE NM, 09/2012, AUTHOR- ARTICLES FOR INDUSTRY MAGAZINES, AND WROTE QUAITY LIFE PLAN BOOK - TAKE THE IF OUT OF LIFE. 1HR/MO 0 HR/MO TRADING 3)CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 2 HR/MO 2 HR/MO TRADING, 09/2009 4)GATEWAY INSURANCE GROUP INC: GLOBALGREEN INSURANCE AGENCY OF THE WEST COAST, 4101 DUBLIN BLVD STE F PMB 57 DUBLIN CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/2010, 10 HR/WK 2 HR/TRADING 5)LEGAL SHIELD SALES, 6000 UPTOWN BLVD NE STE 100 ALBUQUERQUE NM, 01/2018, SALES REP, NIR, 4 HR/MO 1 HR/MO TRADING 6)AMYOTROPHIC LATERAL SCLEROSIS ASSOCIATION OF NEW MEXICO, 2309 RENARD PL SE ALBUQUERQUE NM, 04/2019, BOARD MEMBER, NON-PROFIT, NIR, 3 HR/MO 0 HR/MO TRADING 7)THE INTRODUCTION MACHINE, 77 EAST HIGH ST BALLSTON NY, BOARD MEMBER, VIRTUAL BUSINESS CARD/DEVELOP AND EXECUTE STRATEGIES DEVELOPED AND AGREED TO. NIR, 1 HR/MO 1 HR/MO TRADING 8)NEWCO RECORD COMPANY (COPPERLINE MUSIC GROUP LLC), 33 MUSIC SQUARE WEST STE 108A NASHVILLE TN. 06/2019, NIR, PARTNER IN PROMOTIONS, PROMOTE/SPONSOR A MUSIC ARTIST, 3 HR/MO 0 HR/MO TRADING 9)HIGH ROLLER ENERGY INC, 304 S JONES BLVD LAS VEGAS NV, 09/2019, SHAREHOLDER/CONSULTANT OF ENERGY DRINK DISTRIBUTION, NIR, 12/YR 0/TRADING 10)CLEVER RX, 28760 N 71ST STREET SCOTTSDALE AZ, 12/2019, SALES ASSOCIATE, NIR, 1 HR/MO 1 HR/MO TRADING 11)GATEWAY INSURANCE AND FINANCIAL SERVICES LLC, 6000 UPTOWN BLVD NE STE 100 ALBUQUERQUE NM, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/2020, CEO, 30/WK 30/TRADING 12)SAUSALITO TECHNOLOGY PARTNERS LLC, 2200 BRIDGEWAY SAUSALITO CA, BOARD MEMBER PRESIDENT, 06/2020, NIR, 20 HR/YR 0/TRADING HR 13)ACLV LLC, 6000 UPTOWN BLVD NE STE 100 ALBUQUERQUE NM, RESTAURANT OWNER, 02/2021, NIR, 10 HR/YR 0/TRADING HR 14)ELITE BENEFITS, 6000 UPTOWN BLVD NE STE 100 ALBUQUERQUE NM, EMPLOYEE BENEFIT ANCELARY SALES AGENT, 03/2019, NIR, 2 HR/MO 0 HR/MO TRADING 15)DRAGON HOUSE VENTURES LLC, 6000 UPTOWN BLVD NE STE 100 ALBUQUERQUE NM, 03/2021, FOUNDER, REAL ESTATE, NIR, 1 HR/MO 0/TRADING HR 16)ALL IN AUTOGRAPHS LLC, 6000 UPTOWN BLVD NE STE 100 ALBUQUERQUE NM, 03/2021, FOUNDER, RETAIL STORE, NIR, 5 HR/MO 0 HR/MO TRADING 17)STEREO VAULT PRODUCTIONS LLC, 2200 BRIDGEWAY SAUSALITO CA, MUSIC AND TALENT REPRESENTATION, 03/2021, NIR, PARTNER, 2 HR/MO 0 HR/MO TRADING 18)True Sports Cards & Collectables LLC, 6661 STANDFORD RANCH ROUD SUITE P ROCKLION CA, 06/2021, FOUNDER, RETAIL, NIR, 2 HR/MO 0 HR/MO TRADING 19)SHANE WESTHOELTER PRIVATE FOUNDATION, 6000 UPTOWN BLVD NE SUITE 100 ALBUQUERQUE NM, 12/2021, INV REL, FOUNDER/CEO, 1 HR/MO 0 HR/MO TRADING 20)GATEWAY HOLDING COMPANY, INC., 6000 Uptown Blvd NE, Suite 100, Albuquerque NM 87110, OWNER, PARTNER, NIR, 5 HR/MO - 5 HR/MO TRADING. 21)HAUNTED SCARECROW, LLC, 6000 Uptown Blvd NE, Suite 100, Albuquerque NM 87110, 07/2025, Owner, Seasonal Haunted Houses, set up in ABQ NM, NIR, 4 HR/MO, 0 HR/MO TRADING. 22)MDRT SPEAKER SELECTION COMMITEE, 325 West Touhy Avenue, Park Ridge IL 60068, 09/2025, Committee Member, Volunteer, NIR, 2 HR/MO, 1 HR/MO TRADING. 23)GATEWAY INSURANCE GROUP, INC. DBA: BRIGHTWAY, GATEWAY INSURANCE AGENCY, 6000 Uptown Blvd NE, Suite 100, Albuquerque NM 87110, United States, 02/2010, President, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 8 HR/MO TRADING 24)COAL VAULT COLLECTIVE, LLC, 6000 Uptown Blvd NE Suite 100, Albuquerque NM 87110, 04/2026, President, Owner/Partner of a Business Entity, NIR, 5 HR/MO - 0 HR/MO TRADING 25)UN-17 - CODA CLUB/ALIBI RYE SOCIAL CLUB, 419 Coal Ave SW, Albuquerque NM 87102, 05/15/2026, PRESIDENT, FOOD/BEVERAGE SERVICES, NIR, 5 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-07
S63 Uniform Securities Agent State Law Examination 1993-07-02
  • S65 Uniform Investment Adviser Law Examination
    1999-06-07
  • S63 Uniform Securities Agent State Law Examination
    1993-07-02

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