Thomas Joseph Ventura

Current Employers

Employment History

• 05/2015 → 12/2016
  Principal Life Insurance Company
  Daytona Beach, FL
• 05/2015 → 12/2016
  Princor Financial Services Corporation
  Daytona Beach, FL
• 05/2015 → 06/2022
  Accent Insurance Group
  Ocala, FL
• 09/2018 → 01/2020
  Bright Trading
  Daytona Beach, FL
• 03/2020 → 11/2020
  Encompass Investments, A Division Of Verity Investments, Inc
  Durham, NC
• 01/2020 → 05/2020
  Appreciation Financial
  Daytona Beach, FL
• 03/2020 → 11/2020
  Encompass More, A Division Of Verity Asset Management
  Durham, NC
• 04/2017 → 06/2022
  Ventura Real Estate Services
  Daytona Beach, FL
• 05/2015 → 11/2016
  Principal Securities
  Daytona Beach, FL
• 12/2021 → Present
  Thrivent Investment Management Inc
  Daytona Beach, FL
• 06/2022 → 10/2022
  Thrivent Financial
  Appleton, WI
• 10/2022 → Present
  Thrivent Financial
  Appleton, WI

Previous Registrations

• 2015-06-18 → 2016-11-15
  Principal Securities, Inc.
  Daytona Beach, FL
  Daytona Beach, FL
  Maitland, FL
• 2013-02-14 → 2015-05-21
  Cl Wealth Management Llc
  Schaumburg, IL
• 2009-06-09 → 2012-10-05
  Principal Securities, Inc.
  Maitland, FL
  Palm Coast, FL
• 2005-05-09 → 2006-06-05
  Truist Investment Services, Inc.
  Daytona Beach Shores, FL
  Daytona Beach Shores, FL
  Daytona Beach Shores, FL

Other Businesses

CASSANDRA REALTY INC POSITION: President NATURE: Personal rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2012 ADDRESS: 80 Colechester Lane, Palm Coast FL 32137, United States DESCRIPTION: Overseeing commercial and residential rental properties CASSANDRA REALTY OF GAINESVILLE INC POSITION: President NATURE: Residential rental property at the University of Florida where daughter attends college. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2019 ADDRESS: 80 Colechester Lane, Palm Coast FL 32137, United States DESCRIPTION: Oversee daughter handling property VENTURA REAL ESTATE SERVICES LLC POSITION: President NATURE: Commercial real estate consulting firm verifying visual occupancy and condition. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2017 ADDRESS: 4075 A1A South, Saint Augustine FL 32080, United States DESCRIPTION: Overseeing office and accounting manager VENTURA RESORT PROPERTIES INC POSITION: President NATURE: Oceanfront and resort rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 80 Colechester Lane, Palm Coast FL 32137, United States DESCRIPTION: Oversee property managers VENTURA RETAIL PROPERTIES INC POSITION: President NATURE: Oversee property managers with commercial single tenant retail and strip center properties. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/31/2022 ADDRESS: 80 Colechester Lane, Palm Coast FL 32137, United States DESCRIPTION: Oversee property managers VENTURA PROPERTIES OF FLORIDA INC POSITION: President NATURE: Residential rental properties. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/30/2022 ADDRESS: 80 Colechester Lane, Palm Coast FL 32137, United States DESCRIPTION: Overseeing property managers VENTURA CAPITAL LLC POSITION: President NATURE: Manage personal rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/15/1999 ADDRESS: 80 Colechester Lane, Palm Coast FL 32137, United States DESCRIPTION: Oversee personal rental properties ACCENT INSURANCE GROUP LLC POSITION: President NATURE: Collect/allocate ongoing payments from sale of Underlying asset INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2011 ADDRESS: 4075 A1A S Suite B200, Saint Augustine FL 32080, United States DESCRIPTION: Ensure payments are received; work with purchasing entity to address/resolve any issues that may come up and work with Accountant to ensure payments are allocated to correct LLC INSURANCE MARKET PLACE LLC POSITION: President NATURE: Collect/allocate ongoing payments from sale of underlying asset INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2012 ADDRESS: 4075 A1A South Ste B200, Saint Augustine FL 32080, United States DESCRIPTION: Ensure payments are received; work with purchasing entity to address/resolve any issues that may come up and work with Accountant to ensure payments are allocated to correct LLC

Exams

• S66 Uniform Combined State Law Examination
  2022-04-25
• S65 Uniform Investment Adviser Law Examination
  2009-06-03
• S63 Uniform Securities Agent State Law Examination
  1995-11-16