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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APP_PEND_IARCE 2026-01-01
  • MI RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

808 W Front St, Traverse City, MI 49684 • United States

812 W Front St, Traverse City, MI 49684 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Des Moines IA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Des Moines, IA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:Front Street Insurance Agency, LLC; Yes; 808 W FRONT ST; TRAVERSE CITY; MI; 49684; FINANCIAL SERVICES; ASSOCIATE; 2/1/2003; 16; 16; FIXED INSURANCE PRODUCT SALES|NAME OF ENTITY:HAROLD AND CECILIA KRANICK - DUPLEX; No; 808 W FRONT ST; TRAVERSE CITY; MI; 49684; RENTAL PROPERTY; OWNER; 5/31/2014; 1; 0; RENT OUT PROPERTY.|NAME OF ENTITY:Harold Kranick - Rental; No; 808 W FRONT ST; TRAVERSECITY; MI; 79684; Rental Property; Owner; 8/1/2014; 3; 0; Collect rent and pay bills.Address:#1- 4243 Mitchell Creek Dr, Unit C2, Traverse City, MI, 49686|NAME OF ENTITY:808 Front LLC; No; 808 W FRONT ST; TRAVERSE CITY; MI; 49684; LLC to hold properties; Co-owner; 2/1/2002; 8; 8; Holds rental unit and vacation property.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 808 W FRONT ST; TRAVERSE CITY; MI; 49684; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/26/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:John Marshall Insurance Agency LLC; Yes; 209 S BENZIE BLVD; BELLAH; MI; 49617; property & casualty; co-owner; 1/1/2009; 8; 8; Management and report processing.|NAME OF ENTITY:Honor Area Insurance Agency, LLC; No; 10911 MAIN STREET; HONOR; MI; 49640; insurance agency; member; 7/1/2012; 8; 8; management and reporting for insurance agency that offers property and casualty insurance|NAME OF ENTITY:CITY VIEW FARMS, LLC; No; 5901 LILLIAN LANE; TRAVERSE CITY; MI; 49685; FARM LAND; OWNER; 1/23/2014; 5; 0; PAY BILLS,RENT THE FARM LAND OUT.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-20
S63 Uniform Securities Agent State Law Examination 1993-04-29
  • S65 Uniform Investment Adviser Law Examination
    2001-02-20
  • S63 Uniform Securities Agent State Law Examination
    1993-04-29
Designations
Other Names
  • Hal Kranick

View on SEC IAPD

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