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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-24 |
| OH | RA | APPROVED | 2025-10-23 |
Branch Locations
130 East Wilson Bridge Rd #303, Worthington, OH 43085 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee Financial Services, Inc. | Worthington | OH | 09/2014 | 05/2020 |
| Sterne Agee Investment Advisor Services, Inc. | Birmingham | AL | 01/2015 | 05/2020 |
| Securities America, Inc. | Worthington | OH | 05/2020 | 06/2024 |
| Securities America Advisors | Worthington | OH | 05/2020 | 06/2024 |
| Osaic Wealth, Inc. | Worthington | OH | 06/2024 | 10/2025 |
| Lpl Financial Llc | Worthington | OH | 10/2025 | Present |
1. 09/2025 - Financial Concepts - Non-Variable Insurance - Investment related - 20 Hrs/Mth - 03 Hrs During Trading - Worthington, OH 43085 - OBA start date: 09/23/1992 2. 09/2025 - Financial Concepts - DBA for LPL Business (entity for LPL business) - Investment related - 170 Hrs/Mth - 08 Hrs During Trading - At Reported Business Location(s) - OBA start date: 10/23/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-29 |
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