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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-16 |
| MS | RA | APPROVED | 2016-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2016 | Present |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.AMERICAN NATIONAL INSURANCE, 1 MOODY PLZ, GALVESTON, TX, 6/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 6/MO - 0/TRADING. 3.MUTUAL OF OMAHA, 3300 MUTUAL OF OMAHA PLZ, OMAHA, NE, 10/2018 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 2/MO - 0/TRADING. 4.NORTH AMERICAN COMPANY, 4350 WESTOWN PKWY, WEST DES MOINES, IA, 6/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 6/MO - 0/TRADING. 5. AXONIC INSURANCES SERVICES, 248 East Capitol Street, Suite 786, Jackson MS 39201, United States, 04/16/2025, Agent, Insurance/Benefits/Human Resources, NIR, 5HR/MO - 0HR/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-02 |
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