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Current Employers
Pelican Investment Advisors, Llc

10307 Jefferson Highway Suite A, Baton Rouge, LA 70809 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-06-22
  • LA RA
    APPROVED
    Since 2021-06-22

Branch Locations

10307 Jefferson Highway Suite A, Baton Rouge, LA 70809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Baton Rouge LA 07/2001 05/2018
One America Securities, Inc Baton Rouge LA 08/2001 05/2018
Cetera Advisors Denver CO 05/2018 10/2018
Pelican Advisory Group Baton Rouge LA 07/1998 Present
First Heartland Capital Inc Lake St Louis MO 11/2019 06/2020
Purshe Kaplan Sterling Investments Albany NY 05/2021 Present
Pelican Investment Advisors Baton Rouge LA 04/2021 Present
  • 07/2001 → 05/2018
    American United Life
    Baton Rouge, LA
  • 08/2001 → 05/2018
    One America Securities, Inc
    Baton Rouge, LA
  • 05/2018 → 10/2018
    Cetera Advisors
    Denver, CO
  • 07/1998 → Present
    Pelican Advisory Group
    Baton Rouge, LA
  • 11/2019 → 06/2020
    First Heartland Capital Inc
    Lake St Louis, MO
  • 05/2021 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 04/2021 → Present
    Pelican Investment Advisors
    Baton Rouge, LA
Previous Registrations
Other Businesses

1) Pelican Investment Advisors, Inc. Investment related. Located at Registered Location. Nature - RIA. Position - Financial Advisor, Owner. Start - 04/2021. 40 hours per month, 40 during trading hours. Duties - providing financial advice, managing the RIA. 2) Pelican Advisory Group. M & R Business Development Group, LLC, Pelican Financial Network, Advisors Resource Management, Platinum Funding Group. Investment related. Located at Registered Location. Nature - Insurance, Fixed and Indexed Annuities, Disability and LTC. Position - agent, owner. Start - 07/1998. 100 hours per month, 100 during trading hours. Duties - sell Insurance and Annuities. 3) HHOBHGO, LLC. Not investment related. Located at Registered Location. Nature - Holding company for fishing camp. Position - Owner. Start - 12/2018. 0 hours per month, 0 hours during trading. Duties - Owner 4) Livingston Investment Properties. Not investment related. Located at Registered Location. Nature - Construction. Position - Member/ Manager. Start - 06/2014. 1 hour per month, 1 during trading hours. Duties - Owner/ Manager. 5) Turtle Creek Timber Management LLC. Not investment related. Located at 23988 Ferry Landing Drive, Denham Springs, LA 70726. Nature - Holding company for private land. Position - Member/ Manager. Start - 10/2002. 1 hour per month, 1 during trading hours. Duties - Owner/ Manager. 6) 449, LLC. Not investment related. Located at 23988 Ferry Landing Drive, Denham Springs, LA 70726. Nature - Holding company for commercial real estate. Position - Owner / Manager. Start - 03/2008. 1 hour per month, 0 during trading hours. Duties - Owner/ Manager. 7) M&R Business Development Group, LLC. Investment related. Located at Registered Location. Nature - Fixed Insurance. Position - Member/Manager. Start - 12/2004. 0 hours per month, 0 hours during trading. Duties - Owner. 8) Pelican Financial Network. Not investment related. Located at Registered Location. Nature - Life Insurance, Estate Planning. Position - President. Start - 04/2008. 60 hours per month, 60 hours during trading. Duties - Owner. 9) Advisors Resource Management. Not investment related. Located at Registered Location. Nature - Life Insurance, Estate Planning. Position - Partner. Start - 05/2013. 1 hour per month, 1 during trading hours. Duties - Owner 10) Platinum Funding Group. Investment related. Located at Registered Location. Nature - Fixed Insurance. Position - Partner. Start - 11/2017. 20 hours per month, 5 hours during trading. Duties - Owner.

Other Names
  • Randall Richardson

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