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Steve S Katsakos

Wells Fargo Clearing Services, LLC

Mclean, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-09-06
VA RA APPROVED 2021-10-15
  • LA RA
    APPROVED
    Since 2022-09-06
  • VA RA
    APPROVED
    Since 2021-10-15

Branch Locations

1650 Tysons Blvd Ste 500, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2021
Wells Fargo Clearing Services, Llc. Mclean VA 10/2021 Present
Previous Registrations
  • 2009-06-01 → 2021-11-11
    Morgan Stanley
    Mclean, VA
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Mclean, VA
    Alexandria, VA
    New York, NY
    Alexandria, VA
  • 2004-06-17 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Alexandria, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-16
S65 Uniform Investment Adviser Law Examination 1995-05-11
S63 Uniform Securities Agent State Law Examination 1994-01-12
  • S66 Uniform Combined State Law Examination
    2004-06-16
  • S65 Uniform Investment Adviser Law Examination
    1995-05-11
  • S63 Uniform Securities Agent State Law Examination
    1994-01-12

View on SEC IAPD

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