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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2018-11-26
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2018-11-26

Branch Locations

65 Bryant Woods South, Amherst, NY 14228 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Iselin NJ 05/2004 03/2017
Mml Investors Services, Llc Amherst NY 03/2017 Present
Massmutual Life Insurance Co Amherst NY 07/2016 Present
  • 05/2004 → 03/2017
    Metlife Securities Inc
    Iselin, NJ
  • 03/2017 → Present
    Amherst, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Amherst, NY
Other Businesses

(1)NAME:65 BRYANT WOODS SOUTH LLC, INV REL:Y ADDR:65 BRYANT WOODS SOUTH AMHERST NY 14228, NATURE:REAL ESTATE, POSITION:PARTNER, START:06/2003, NO HR/MO:2 NO HR/MO DUR TRADING:0 (2)NAME:RODD MCMINN, INV REL:Y ADDR:65 BRYANT WOOODS SOUTH AMHERST NY 14228, NATURE:LIFE INSURANCE/ACCIDENT/HEALTH POSITION:AGENT, START:3/1993 NO HR/MO:2 NO HR/MO DUR TRADING:0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-09-24
  • S63 Uniform Securities Agent State Law Examination
    1993-09-24

View on SEC IAPD

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