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Eric J Scheffler

Edward Jones

Lockport, NY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
NY RA APPROVED 2021-05-20
MO RA APPROVED 2021-02-18
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • NY RA
    APPROVED
    Since 2021-05-20
  • MO RA
    APPROVED
    Since 2021-02-18

Branch Locations

3976 Lockport Olcott Rd Ste B, Lockport, NY 14094-1133 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Securities Snyder NY 03/2010 09/2016
Lpl Financial Llc Lewiston NY 06/2010 11/2020
Northwest Bank Lewiston NY 09/2016 09/2020
Edward Jones St Louis MO 01/2021 Present
  • 03/2010 → 09/2016
    First Niagara Securities
    Snyder, NY
  • 06/2010 → 11/2020
    Lpl Financial Llc
    Lewiston, NY
  • 09/2016 → 09/2020
    Northwest Bank
    Lewiston, NY
  • 01/2021 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
  • 2018-11-01 → 2020-10-06
    Lpl Financial Llc
    Fort Mill, SC
    Snyder, NY
    Lewiston, NY
    Youngstown, NY
    Lewiston, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-26
S63 Uniform Securities Agent State Law Examination 2005-12-23
  • S65 Uniform Investment Adviser Law Examination
    2018-10-26
  • S63 Uniform Securities Agent State Law Examination
    2005-12-23

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Lockport, NY
EDWARD JONES · LOCKPORT, NY
AMERIPRISE FINANCIAL SERVICES, LLC · LOCKPORT, NY
MOORS & CABOT, INC. · LOCKPORT, NY
INDEPENDENT FINANCIAL PARTNERS · Lockport, NY
OSAIC WEALTH, INC. · LOCKPORT, NY
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