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Catherine Branch

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Troy, MI

Wells Fargo Clearing Services, LLC

Troy, MI

Lake Orion, MI

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-06-24
  • MI RA
    APPROVED
    Since 2026-06-24

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

880 W Long Lake Rd Ste 100, Troy, MI 48098 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-02-04
IL RA APPROVED 2020-04-13
  • MI RA
    APPROVED
    Since 2022-02-04
  • IL RA
    APPROVED
    Since 2020-04-13

Branch Locations

880 W Long Lake Rd Ste 100, Troy, MI 48098 • United States

Lake Orion, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Grand Rapids MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Grand Rapids MI 11/2016 04/2020
Wells Fargo Clearing Services, Llc Chicago IL 04/2020 Present
Wells Fargo Advisors Financial Network Troy MI 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-18
S63 Uniform Securities Agent State Law Examination 1993-09-13
  • S65 Uniform Investment Adviser Law Examination
    2005-08-18
  • S63 Uniform Securities Agent State Law Examination
    1993-09-13
Other Names
  • Catherine Attwater
  • Catherine Faith Attwater
  • Cathy Branch
  • Catherine Faith Branch
  • Catherine F Branch

View on SEC IAPD

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