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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-09-27
  • CA RA
    APPROVED
    Since 2010-09-27

Branch Locations

Citi Private Bank 407 N. Maple Drive, Suite 150, Beverly Hills, CA 90210 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Los Angeles CA 01/2007 Present
Other Businesses

Rental Property - Los Angeles, CA; Investment-related; Started: April 8, 2024.; Title: Owner/Landlord; Duties: Owner/Landlord; 0. hours are devoted each month during securities trading hours; 1-5. hours are devoted each month outside of securities trading hours. /////

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-23
S63 Uniform Securities Agent State Law Examination 1993-06-21
  • S66 Uniform Combined State Law Examination
    2010-09-23
  • S63 Uniform Securities Agent State Law Examination
    1993-06-21
Other Names
  • Brad Pollard

View on SEC IAPD

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