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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
Branch Locations
3573 E. Sunrise Drive Suite 225B [Satellite], Tucson, AZ 85718 • United States
225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tucson | AZ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | 01/2023 |
| Wells Fargo Advisors Financial Network, Llc | Charleston | SC | 01/2023 | Present |
TRUSTEE FOR SON; INV RELATED; TUCSON, AZ; START: 1/27/16; 0 HRS/MO; 0 DURING TRADING.; GUARDIAN FOR SON; INV RELATED; TUCSON, AZ; START: 10/18/12; 0 HR/MO; 0 DURING TRADING.; HENZO, LLC, INVT RELATED, TUCSON, AZ, 100% OWNERSHIP, START DATE 1/23/2023, 160 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR HENZO 401K, INV RELATED, TUCSON, AZ, START: 1/23/2023, 8 HOURS A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE 401K. GARCIA GP, LLC; INV RELATED; TUCSON,AZ; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 12/31/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING;| COMMUNITY FOUNDATION OF SOUTHERN ARIZONA; NOT INV RELATED;TUCSON,AZ; NPO; BOARD OF TRUSTEES; START DATE: 05/11/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-12 |
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