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24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-17 |
| TX | RA | APPROVED_RES | 2025-03-07 |
Branch Locations
24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
1943 Morrill Street Unit 1, Sarasota, FL 34242 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Sarasota | FL | 05/2009 | 02/2022 |
| Southern Trust Financial Planning | Sarasota | FL | 09/2009 | 02/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2022 | 11/2024 |
| Beacon Pointe Advisors | Sarasota | FL | 02/2022 | Present |
1) 1. SKRE LLC 2. Investment related 3. 1109 Crescent St., Srasota, FL 34242 4. 4 Beach cottages/ rentals 5. Owner 6. 06/2017 7. 5 hrs/mo 8. 0 hrs during trading 9. Accept Bookings on Air BNB, VRBO and there is a property manager to collect rents 10. Collect rent and pay expenses 2) 1. DIP Real Estate Properties 2. Investment related 3. 1943 Morrill St., Srasota, FL 34236 4. Rental 5. President/owner 6. 10/2012 7. 1 hr/mo 8. 0 hrs during trading 9. Collect renter and pay expenses. We work in the building that I own 10. Collect rent and pay expenses 3) 1. Ria Beacon Pointe 2. Investment related 3. Newport, CA 4. Investment Advisory, IAR, investment related 5. Managing partner 6. 02/02/2022 7. 100 hrs monthy 8. 75 hrs during trading 9. Sell fixed annuities, advisory accounts, insurance, long term care 10. Compensation: advisory, salary 4) 1. WIP (Wolff Investment Planning 2. Investment related 3. 1943 Morrill St., Sarasota, FL 34236 4. Financial Firm Operation 5. President 6. 07/2003 7. 8 hrs/mo 8. 3 hrs during trading 9. All office expenses - supplies, utilities, salaries 10 This is the company that runs my current firm. Since Beacon Pointe is acquiring us this company will pretty much be dormant in the future except it's only role will be to hold Beacon Pointe Equity. 5) 1. Fixed Insurance 2. Investment related 3. See office of employment 4. Fixed / Traditional Insurance 5. Agent 6. 2/2020 7. 10 hrs/mo 8. 10 hrs during trading 9. Sales of fixed / traditional insurance products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-03 |
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