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Brandon Joseph Schwab

Sequoia Financial Group, L.L.C.

Tampa, FL

Akron, OH

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Current Employers
Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-19
  • FL RA
    APPROVED
    Since 2023-05-19

Branch Locations

1410 N. Westshore Blvd, Suite 410, Tampa, FL 33607 • United States

3500 Embassy Parkway, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Orlando FL 07/2014 06/2017
J.P. Morgan Securities Llc Windermere FL 06/2017 08/2018
Eaton Vance Wateroak Advisors Boston MA 08/2018 08/2021
F. L. Putnam Investment Management Company Wellesley MA 01/2022 05/2023
Unemployed Altamonte Springs FL 09/2021 12/2021
Sequoia Financial Group Tampa FL 05/2023 Present
  • 07/2014 → 06/2017
    Ubs Financial Services Inc.
    Orlando, FL
  • 06/2017 → 08/2018
    J.P. Morgan Securities Llc
    Windermere, FL
  • 08/2018 → 08/2021
    Eaton Vance Wateroak Advisors
    Boston, MA
  • 01/2022 → 05/2023
    F. L. Putnam Investment Management Company
    Wellesley, MA
  • 09/2021 → 12/2021
    Unemployed
    Altamonte Springs, FL
  • 05/2023 → Present
    Sequoia Financial Group
    Tampa, FL
Previous Registrations
Other Businesses

Rental Property in Winterpark FL, rent out condo on an annual basis.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-29
S63 Uniform Securities Agent State Law Examination 2006-02-10
  • S66 Uniform Combined State Law Examination
    2014-08-29
  • S63 Uniform Securities Agent State Law Examination
    2006-02-10
Other Names
  • Brandon Joseph Schwab
  • Brandon J Joseph Schwab

View on SEC IAPD

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