Eric Rogers Gaddy

Current Employers

Employment History

• 08/2010 → 12/2017
  Capital Investment Group, Inc.
  Raleigh, NC
• 01/2019 → 08/2019
  Integrated Financial Strategies, Llc
  Charlotte, NC
• 06/2017 → Present
  Retire Early 365 Llc
  Asheville, NC
• 08/2010 → 12/2017
  Capital Investment Advisory Services, Llc
  Raleigh, NC
• 09/2019 → 04/2021
  Shankland Financial Advisors, Llc
  Hendersonville, NC
• 08/2010 → 12/2018
  Gaddy Wealth & Retirement Planning Llc
  Asheville, NC
• 04/2021 → Present
  Alphastar Capital Management Llc
  Cornelius, NC
• 01/2022 → Present
  Secure Retirement Store, Llc
  Boiling Springs, SC

Previous Registrations

• 2019-09-16 → 2021-04-15
  Shankland Financial Advisors, Llc
  Flat Rock, NC
• 2019-01-10 → 2019-09-05
  Integrated Financial Strategies, Llc
  Asheville, NC
  Fort Lauderdale, FL
• 2010-09-08 → 2017-12-31
  Capital Investment Advisory Services, Llc
  Raleigh, NC
  Asheville, NC
  Sylva, NC
• 2005-05-02 → 2010-07-21
  First Citizens Investor Services, Inc.
  Hendersonville, NC
  Hendersonville, NC
  Asheville, NC
• 2003-10-13 → 2005-05-09
  Rbc Capital Markets, Llc
  Ashville, NC
• 1999-05-13 → 2003-10-20
  First Citizens Investor Services, Inc.
  Waynesville, NC

Other Businesses

Secure Retirement Store, LLC Investment Related Insurance Agent Managing Member - Commission Based 80 HRS/MTH PO Box 160837 Boiling Springs SC 29316 Sale of Annuities, Life Insurance and Long-Term Care Insurance Retire Early 365 LLC is for Mr. Gaddy's book, while the topic of the book is investment related, the writing of the book itself is a non investment related activity - Author 4 Long Shoals Road, Suite B #890 Arden NC 28704 9/6/2018, Income from Book Sales. Retirement Made Simple (Publishing) time spent on OBA 5%.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-07-07
• S65 Uniform Investment Adviser Law Examination
  1993-07-07