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Kevin Horn

Wells Fargo Advisors Financial Network, LLC

Little Rock, AR

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-08-22
TX RA APPROVED 2022-08-22
  • AR RA
    APPROVED
    Since 2022-08-22
  • TX RA
    APPROVED
    Since 2022-08-22

Branch Locations

1501 N University Avenue Suite 900, Little Rock, AR 72207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Little Rock AR 05/2009 11/2016
Wells Fargo Clearing Services, Llc Little Rock AR 11/2016 08/2022
Wells Fargo Advisors Financial Network, Llc Little Rock AR 08/2022 Present
Previous Registrations
  • 2009-02-05 → 2022-08-22
    Wells Fargo Clearing Services, Llc
    Little Rock, AR
    Little Rock, AR
  • 2002-05-21 → 2009-02-06
    Banc Of America Investment Services, Inc.
    Little Rock, AR
    Little Rock, AR
  • 1993-08-11 → 2002-05-24
    Prudential Equity Group, Llc
    Little Rock, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-23
S63 Uniform Securities Agent State Law Examination 1993-05-07
  • S65 Uniform Investment Adviser Law Examination
    1993-06-23
  • S63 Uniform Securities Agent State Law Examination
    1993-05-07
Other Names
  • Kevin Thomas Horn

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES & ASSOCIATES, INC.
UNITED CAPITAL FINANCIAL ADVISORS
NFSG CORPORATION
OSAIC WEALTH, INC.

Other Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

More in Little Rock, AR

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