Lavon Aaron Williams

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Poteau, OK

Previous Registrations

• 2012-10-10 → 2023-09-01
  Osaic Services, Inc.
  Poteau, OK
  Dallas, TX
• 2001-05-18 → 2012-12-31
  Asset & Investment Advisors, Inc.
  Poteau, OK

Other Businesses

1. MAPLE CREEK VENTURES LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2009 ADDRESS: 210 Peters St Ste A Poteau OK 74953 DESCRIPTION: Collect rent, pay bills, maintain the facility, and clean 2. MAPLE CREEK BERRY FARM 2402 REDWOOD LANE,OWNER,11/22/2003,BLUEBERRY AND BLACKBERRY FARM. U-PICK,80,0. 3. INSURANCE SALES, YES, ADDRESS: 210 Peters St Ste A Poteau OK 74953 OWNER, 3/1997,FIXED INSURANCE SALES ANNUITIES FIXED LIFE INSURANCE, 10,10. 4. ASSET & INVESTMENT ADVISORS, INC, YES, 210 PETERS STREET, STE A, CORPORATE RIA, JAN-2013, 80HRS/MONTH, 80HRS DT, INVESTMENT ADVISE FOR FEE, RISK ASSESSMENT, PORTFOLIO CONSTRUCTION, PROGRESS REVIEW WITH CLIENT. 5. OWENS AGENCY LLC POSITION: Partner 50% NATURE: Insurance Agency, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/30/2015 ADDRESS: 1197 2nd St, Waldron AR 72958 DESCRIPTION: Solicit insurance for property, casualty and commercial. 6. ASSET & CAPITAL ADVISORS POSITION: President NATURE: Operating business for Asset & Investment Advisors.Not held out to clients or prospects. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 03/01/1997 ADDRESS: 210 Peters St Ste A Poteau OK 74953 DESCRIPTION: Pay employees, pay bills, deposit income. 7. LEFLORE COUNTY DE VELOPMENT AUTHORITY POSITION: Non-Profit/Board of Directors NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 4/2000 ADDRESS: 201 S Broadway, Poteau, OK 74953 DESCRIPTION: Review business prospects seeking economic assistance in relocating or expanding existing operations in the county. 8. CARL ALBERT STATE COLLEGE BOARD OF REGENTS POSITION: Board Member - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2011 ADDRESS: 1507 S McKenna Poteau, OK 74953, Poteau OK 74953, United States DESCRIPTION: Oversee administration, Employment of Adminstration and staff. monitor finances, exapansion plans, adcedeminc programs, develop policies. 9. ASSET & INVESTMENT ADVISORS, INC POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/1993 ADDRESS: 210 Peters St. Ste A, Poteau, OK 74953, Poteau OK 74953, United States DESCRIPTION: Provide fixed annuites or life insurance or term insurance to clients. Assess needs, determine adequacy, submit applications and deliver policy. 10. LEFLORE COUNTY DEVELPEMENT AUTHORITY POSITION: Board Member - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1993 ADDRESS: 201 S Broadway Poteau, OK 74953, Poteau OK 74953, United States DESCRIPTION: Review business prospects seeking economic assitance in relocating or expanding existing operations in the county. 11. ASSET & INVESTMENT ADVISORS POSITION: Owner NATURE: Sole Proprietorship dba INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/15/2008 ADDRESS: 210 Peters St. Ste A, Poteau OK 74953, United States DESCRIPTION: Notarized forms for client transfers, mostly on death of client or transfer of shares to others 12. MAPLE CREEK BERRY FARM POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2004 ADDRESS: 34234 Pleasant Valley Road Poteau, OK 74953, Poteau OK 74953, United States DESCRIPTION: Manage operations, fertilization, irrigation, weed and pest control, cultural practices, harvest and sale of berries.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-12
• S63 Uniform Securities Agent State Law Examination
  1993-04-26