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Donna Dubois Mcconnell

Headinvest

Portland, ME

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Current Employers
Headinvest

7 Custom House St 4Th Floor, Portland, ME 04101-4194 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2006-06-08
TX RA APPROVED 2006-06-08
  • ME RA
    APPROVED
    Since 2006-06-08
  • TX RA
    APPROVED
    Since 2006-06-08

Branch Locations

7 Custom House St 4Th Floor, Portland, ME 04101-4194 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Headinvest Portland ME 04/2006 Present
Previous Registrations
  • 2003-01-28 → 2006-06-19
    Head And Associates, Inc
    Portland, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-27
S63 Uniform Securities Agent State Law Examination 1994-07-27
  • S65 Uniform Investment Adviser Law Examination
    2003-01-27
  • S63 Uniform Securities Agent State Law Examination
    1994-07-27
Other Names
  • Donna D Mcconnell
  • Donna Dubois

View on SEC IAPD

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HARBOR INVESTMENT ADVISORS
BIGELOW INVESTMENT ADVISORS, LLC
MASCOMA WEALTH MANAGEMENT
MAINE SECURITIES CORPORATION
PENOBSCOT FINANCIAL ADVISORS

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LISA SUSAN DEMERS

Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

More in Portland, ME

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