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Donna Dubois Mcconnell

Headinvest

Portland, ME

CRD 2337529

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Employer firm

Headinvest CRD 140518

$892M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Headinvest

7 Custom House St 4Th Floor, Portland, ME 04101-4194 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2006-06-08
TX RA APPROVED 2006-06-08
  • ME RA
    APPROVED
    Since 2006-06-08
  • TX RA
    APPROVED
    Since 2006-06-08

Branch Locations

7 Custom House St 4Th Floor, Portland, ME 04101-4194 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Headinvest Portland ME 04/2006 Present
Previous Registrations
  • 2003-01-28 → 2006-06-19
    Head And Associates, Inc
    Portland, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-27
S63 Uniform Securities Agent State Law Examination 1994-07-27
  • S65 Uniform Investment Adviser Law Examination
    2003-01-27
  • S63 Uniform Securities Agent State Law Examination
    1994-07-27
Other Names
  • Donna D Mcconnell
  • Donna Dubois

View on SEC IAPD

Nearby Firms

PORTLAND FINANCIAL PLANNING GROUP
J.P. MORGAN SECURITIES LLC
GREAT DIAMOND PARTNERS, LLC

Nearby Investors

BRIAN LUTHER DIETZ
William Emmet
JOHN MARSHALL PIPER

Nearby Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME

More in Portland, ME

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