Best Investors
Account
Sign in
Best Investors
Account
Sign in
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg | Cincinatti | OH | 06/2001 | Present |
| J. Carroll And Associates | Cincinnati | OH | 09/2004 | 06/2025 |
| John Alden Life Insurance Co | Cincinnati | OH | 09/2004 | 07/2018 |
| Transamerica Financial Advisors, Inc | Cincinnati | OH | 01/2012 | Present |
| Rental Property | Ormond Beach | FL | 05/2021 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Rental Property / 0521-Present / Investment Related: Yes /4 Woodlands Ormond Beach, FL 32174/ Owner / Rental Property / Hrs Work Monthly: 0 / Sec Trading Hrs: 0 / None
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-18 |
Reach out to this advisor