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Carlos M Mark Cajero

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tucson, AZ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-31
CA RA APPROVED 2022-12-22
  • TX RA
    APPROVED
    Since 2023-01-31
  • CA RA
    APPROVED
    Since 2022-12-22

Branch Locations

3500 E Sunrise Dr, Tucson, AZ 85718 • United States

225 Liberty St, New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Tucson AZ 04/2011 12/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 12/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-23
S63 Uniform Securities Agent State Law Examination 1993-05-04
  • S65 Uniform Investment Adviser Law Examination
    2001-10-23
  • S63 Uniform Securities Agent State Law Examination
    1993-05-04
Other Names
  • Charlie Cajero
  • Carlos Mark Cajero

View on SEC IAPD

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IRONWOOD FINANCIAL, LLC · TUCSON, AZ
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