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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-14
  • NY RA
    APPROVED
    Since 2022-10-14

Branch Locations

98 Cutter Mill Road Suite 273 South, Great Neck, NY 11021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown & Overton Great Neck NY 10/1992 Present
Mid-Atlantic Securities, Inc. Great Neck NY 08/1997 10/2022
Level Four Financial, Llc Dallas TX 10/2022 Present
Level Four Advisory Services, Llc Dallas TX 10/2022 Present
  • 10/1992 → Present
    Brown & Overton
    Great Neck, NY
  • 08/1997 → 10/2022
    Mid-Atlantic Securities, Inc.
    Great Neck, NY
  • 10/2022 → Present
    Level Four Financial, Llc
    Dallas, TX
  • 10/2022 → Present
    Level Four Advisory Services, Llc
    Dallas, TX
Previous Registrations
  • 2015-02-13 → 2022-10-31
    Mid-Atlantic Securities, Inc.
    Little Neck, NY
    Great Neck, NY
Other Businesses

1. LEVEL FOUR ADVISORY SERVICES, LLC, AN SEC REGISTERED INVESTMENT ADVISOR, INVESTMENT RELATED, LOCATED AT 12400 COIT ROAD, SUITE 700, DALLAS TX 75251, INVESTMENT ADVISOR REPRESENTATIVE, DEVOTE APPROXIMATELY 120 HOURS PER MONTH TO ADVISORY DURING TRADING HOURS, STARTED 10/2022. 2. BRIAN J. EARLY INSURANCE AGENT, LIFE, DISABILITY, FIXED AND VARIABLE INSURANCE PRODUCT SALES, INVESTMENT RELATED BUSINESS, STARTED 10/1/1992, DEVOTE APPROXIMATELY 3% OF TIME TO THIS ENTITY AND ABOUT 5 HOURS DURING MARKET HOURS MONTHLY WORKING THROUGH VARIOUS INSURANCE AGENCIES AND CARRIERS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-26
S63 Uniform Securities Agent State Law Examination 1993-04-26
  • S65 Uniform Investment Adviser Law Examination
    1999-10-26
  • S63 Uniform Securities Agent State Law Examination
    1993-04-26
Designations
Other Names
  • Brian J Early

View on SEC IAPD

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