Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-01-16 |
| TX | RA | APPROVED_RES | 2020-01-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Omaha | NE | 08/2004 | 01/2020 |
| Securities America Advisors, Inc. | Omaha | NE | 08/2004 | 01/2020 |
| Financial Results Group, Llc | Omaha | NE | 08/2004 | Present |
| Lpl Financial Llc | Omaha | NE | 01/2020 | Present |
1)1/15/2020- Financial Results Group, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Omaha, NE -160hrs/mth- 100% 2)1/15/2020- Insurance Sales- Non-Variable Insurance- Agent- Inv. Related- Omaha, NE- start dat 6/30/2004- -10hrs/mth - 10% 3)1/15/2020- MEDICARE BACKOFFICE- REFERRALS-Inv. Related- Omaha, NE- start date 10/9/2013- 1hr/mth- 2% 4)1/15/2020- BRIAR HILLS OFFICE CONDO- Real Estate Rental- owner/landlord- Inv. Related- Omaha, NE- start date 3/1/2013- 2hrs/mth- 1% 5)09/15/2022 - No Business Name - Investment Related - Madison, SD 57042 - Real Estate Rental - Start Date - 09/15/2022 - 4 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-23 |
Reach out to this advisor