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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-07
OH RA APPROVED 2007-08-29
TX RA APPROVED_RES 1999-05-13
  • MI RA
    APPROVED
    Since 2010-05-07
  • OH RA
    APPROVED
    Since 2007-08-29
  • TX RA
    APPROVED_RES
    Since 1999-05-13

Branch Locations

290 Town Center Dr, Dearborn, MI 48126 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dearborn MI 02/1993 Present
Bank Of America, N.A. Dearborn MI 07/2011 Present
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: GOLDEN HAWK ENTERPRISES, LLCINVESTMENT RELATED: NOADDRESS OF BUSINESS: DEARBORN, MICHIGAN POSITION, TITLE, ASSOCIATION: OWNERSTART DATE OF RELATIONSHIP: 3/4/2014NUMBER OF HOURS DEVOTED: 4 MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I OWN A BUILDING WHICH I WILL BE USING AS A CAR STORAGE FACILITY AND HAVE SPACE FOR RENT. I WILL NOT BE RENTING TO CLIENTS NOR IS THIS A CONFLICT WITH MY MERRILL LYNCH DUTIES. I*77808FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: HAWK PROPERTIES LLCINVESTMENT RELATED: NOADDRESS OF BUSINESS: DEARBORN, MICHIGAN 48124POSITION, TITLE, ASSOCIATION: GENERAL PARTNER,START DATE OF RELATIONSHIP: 12/30/2014NUMBER OF HOURS DEVOTED: 1 HOUR MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MANAGEMENT OF THE PROPERTY AT MELVINDALE, MI. THIS LLC WAS ESTABLISHED ON THE ADVICE OF MY TAX ADVISOR FOR THE EXCLUSIVE USE OF PAYING DOWN THE LMA LOAN ON THIS PROPERTY. I*: 2854267 Entity Type: Fiduciary Name of OBA: MLPF& S CUST FPO P. A M. IRA FBO P. A M. Address: Newport, MI 48166 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/12/2025 Number of Hours: 20 hrs annually Number of Hours during trading: .5 hr annually Duties: Power of Attorney for InLaws I*2864266, Entity Type: Fiduciary role Name of OBA: P A M TTEE U/A DTD 09/24/2000 BY P A M, Address: Newport, Michigan, 48166, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/15/2025, No Hours: 20 Yearly, No Hours during Trading: 2 Yearly, Duties: I*2865264, Entity Type: Fiduciary role Name of OBA: P A M, Address: Newport, Michigan, 48166, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/15/2025, No Hours: 5 Yearly, No Hours during Trading: 1 Yearly, Duties: I*3827279Entity Type: Fiduciary roleName of OBA: L.-V. Trust U/A dated 11/25/25Address: Livonia, Michigan, 48154Investment Related: NoPosition, Title, Association: Successor TrusteeEmployee Start Date: 02/23/2026Number of Hours: 1, YearlyNumber of Hours during trading: 1, YearlyDuties: Successor Trustee/ Aunt/ Uncle I*3921268, Entity Type: , Name of OBA: L and V M, Address: Livonia, Michigan, 48154, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 03/04/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-27
S63 Uniform Securities Agent State Law Examination 1993-05-27
  • S65 Uniform Investment Adviser Law Examination
    1998-01-27
  • S63 Uniform Securities Agent State Law Examination
    1993-05-27
Other Names
  • Christopher Mizzi
  • Chris Mizzi

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