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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-05-07 |
| OH | RA | APPROVED | 2007-08-29 |
| TX | RA | APPROVED_RES | 1999-05-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dearborn | MI | 02/1993 | Present |
| Bank Of America, N.A. | Dearborn | MI | 07/2011 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: GOLDEN HAWK ENTERPRISES, LLCINVESTMENT RELATED: NOADDRESS OF BUSINESS: DEARBORN, MICHIGAN POSITION, TITLE, ASSOCIATION: OWNERSTART DATE OF RELATIONSHIP: 3/4/2014NUMBER OF HOURS DEVOTED: 4 MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I OWN A BUILDING WHICH I WILL BE USING AS A CAR STORAGE FACILITY AND HAVE SPACE FOR RENT. I WILL NOT BE RENTING TO CLIENTS NOR IS THIS A CONFLICT WITH MY MERRILL LYNCH DUTIES. I*77808FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: HAWK PROPERTIES LLCINVESTMENT RELATED: NOADDRESS OF BUSINESS: DEARBORN, MICHIGAN 48124POSITION, TITLE, ASSOCIATION: GENERAL PARTNER,START DATE OF RELATIONSHIP: 12/30/2014NUMBER OF HOURS DEVOTED: 1 HOUR MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MANAGEMENT OF THE PROPERTY AT MELVINDALE, MI. THIS LLC WAS ESTABLISHED ON THE ADVICE OF MY TAX ADVISOR FOR THE EXCLUSIVE USE OF PAYING DOWN THE LMA LOAN ON THIS PROPERTY. I*: 2854267 Entity Type: Fiduciary Name of OBA: MLPF& S CUST FPO P. A M. IRA FBO P. A M. Address: Newport, MI 48166 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/12/2025 Number of Hours: 20 hrs annually Number of Hours during trading: .5 hr annually Duties: Power of Attorney for InLaws I*2864266, Entity Type: Fiduciary role Name of OBA: P A M TTEE U/A DTD 09/24/2000 BY P A M, Address: Newport, Michigan, 48166, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/15/2025, No Hours: 20 Yearly, No Hours during Trading: 2 Yearly, Duties: I*2865264, Entity Type: Fiduciary role Name of OBA: P A M, Address: Newport, Michigan, 48166, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/15/2025, No Hours: 5 Yearly, No Hours during Trading: 1 Yearly, Duties: I*3827279Entity Type: Fiduciary roleName of OBA: L.-V. Trust U/A dated 11/25/25Address: Livonia, Michigan, 48154Investment Related: NoPosition, Title, Association: Successor TrusteeEmployee Start Date: 02/23/2026Number of Hours: 1, YearlyNumber of Hours during trading: 1, YearlyDuties: Successor Trustee/ Aunt/ Uncle I*3921268, Entity Type: , Name of OBA: L and V M, Address: Livonia, Michigan, 48154, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 03/04/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-27 |
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