Joseph P. Bettega

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-20
MI	RA	APPROVED	2010-09-03

TX RA
APPROVED_RES

Since 2018-12-20
MI RA
APPROVED

Since 2010-09-03

Branch Locations

103 E Bay Street, East Tawas, MI 48730 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Maryland Hgts	MO	03/1993	Present

03/1993 → Present

Edward D. Jones & Co., L.P.

Maryland Hgts, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-07-12
S63	Uniform Securities Agent State Law Examination	1994-02-11

S65 Uniform Investment Adviser Law Examination

2006-07-12
S63 Uniform Securities Agent State Law Examination

1994-02-11

Other Names

Joseph Patrick Bettega

View on SEC IAPD

Other Firms

LPL ENTERPRISE, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

PNC WEALTH MANAGEMENT LLC

BROOKWOOD FINANCIAL SERVICES

Other Investors

WARREN FOSTER BREWER

Savannah Kathleen Bettega-Dobbs

Sheila A Malewska

Gregory Malewska

SEAN ANDREW CLARKE

Mark Alan Shultz

Jacob Wayne Lamrock

Other Offices

LPL ENTERPRISE, LLC · EAST TAWAS, MI

EDWARD JONES · Tawas City, MI

REHMANN WEALTH · TAWAS CITY, MI

STATE FARM INVESTMENT MANAGEMENT CORP. · Oscoda, MI

EDWARD JONES · OSCODA, MI

PNC WEALTH MANAGEMENT LLC · OSCODA, MI

BROOKWOOD FINANCIAL SERVICES · OSCODA, MI

More in East Tawas, MI

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