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Joseph P. Bettega

Edward Jones

East Tawas, MI

CRD 2334603

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-20
MI RA APPROVED 2010-09-03
  • TX RA
    APPROVED_RES
    Since 2018-12-20
  • MI RA
    APPROVED
    Since 2010-09-03

Branch Locations

103 E Bay Street, East Tawas, MI 48730 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Maryland Hgts MO 03/1993 Present
  • 03/1993 → Present
    Edward D. Jones & Co., L.P.
    Maryland Hgts, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-12
S63 Uniform Securities Agent State Law Examination 1994-02-11
  • S65 Uniform Investment Adviser Law Examination
    2006-07-12
  • S63 Uniform Securities Agent State Law Examination
    1994-02-11
Other Names
  • Joseph Patrick Bettega

View on SEC IAPD

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