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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-11-14 |
Branch Locations
211 Newman Street B-36, East Tawas, MI 48730 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | East Tawas | MI | 08/2002 | 11/2024 |
| Prudential Insurance Company Of America | East Tawas | MI | 08/2002 | Present |
| Lpl Enterprise, Llc | East Tawas | MI | 11/2024 | Present |
1) 05/05/2025- Warren Brewer- Business Owner- buying and selling pool sticks for profit, collects taxes for the buy/sell as a dealer for jacoby pools sticks, only receives taxes for the purchase/sells.- not inv. related- at East Tawas, MI- start date 11/01/2023- 1hr/mnth-0hrs during trading 2) 06/11/2025- WFB LLC- Real Estate Rental- WFB LLC rental properties- inv. related- at east tawas, MI- start date 06/01/2002- 1hr/mnth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-30 |
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