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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-18
NC RA APPROVED 2010-10-12
NJ RA APPROVED 2008-10-02
PA RA APPROVED 2007-08-14
  • TX RA
    APPROVED_RES
    Since 2016-05-18
  • NC RA
    APPROVED
    Since 2010-10-12
  • NJ RA
    APPROVED
    Since 2008-10-02
  • PA RA
    APPROVED
    Since 2007-08-14

Branch Locations

1767 Sentry Parkway West Suite 110, Blue Bell, PA 19422-2202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Inc. Blue Bell PA 09/1998 Present
  • 09/1998 → Present
    Janney Montgomery Scott Inc.
    Blue Bell, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-13
S63 Uniform Securities Agent State Law Examination 1999-04-27
  • S66 Uniform Combined State Law Examination
    2007-08-13
  • S63 Uniform Securities Agent State Law Examination
    1999-04-27

View on SEC IAPD

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