John Millard Friedman

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 08/2024
  J.P Morgan Securities Inc.
  New York, NY
• 10/2010 → 08/2024
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 08/2024 → Present
  Morgan Stanley Smith Barney Llc
  Greenwich, CT
• 08/2024 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2016-03-21 → 2024-08-03
  J.P. Morgan Securities Llc
  New York, NY
  Old Greenwich, CT

Other Businesses

(1) 45 Irving LLC Promissory Note / Investment Related / Brooklyn, NY / Lender / Promissory Note / Start 14-June-2021 / 0-10 hours devoted per month / 0 during trading hours / Zero responsibilities. (2) Capital Real Estate Management / Investment Related / Atlanta, GA / nakedcapitalgroup.com / Real Estate / Investor / Start 14-May-2021 / 0-10 hours devoted per month / 0 during trading hours / LLC investor. (3) Venao West / Investment Related / AMF Capital, attn Scott Andrews Playa Venao / Panama / Real Estate / Investor / Start 03-May-2021 / 0-10 hours devoted per month / 0 during trading hours / I will just be a minority investor and it will not take away any time from my JPM job. (4) GOFUNDME for the Kuna Indians Basketball Court / Non-Investment Related / Redwood City, CA / GOFUNDME.com / Buy sneakers for 30 kids and replace the basketball court surface, hoops and put a roof over the court. / Officer / Start 15-Feb-2020 / a few hours devoted per month / 0 during trading hours / Helping the Kuna Indian Tribe replace their decrepit basketball court and the get sneakers for all of the kids. I have a friend on the ground in Panama who will organize everything.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-19
• S63 Uniform Securities Agent State Law Examination
  1994-08-18

Other Names

• John M Friedman