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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-03-02 |
| SC | RA | APPROVED | 2026-01-22 |
| WA | RA | APPROVED | 2026-01-16 |
| AR | RA | APPROVED | 2026-01-08 |
| CA | RA | APPROVED | 2026-01-08 |
| CO | RA | APPROVED | 2026-01-08 |
| FL | RA | APPROVED | 2026-01-08 |
| KY | RA | APPROVED | 2026-01-08 |
| MI | RA | APPROVED | 2026-01-08 |
| MN | RA | APPROVED | 2026-01-08 |
| NJ | RA | APPROVED | 2026-01-08 |
| OR | RA | APPROVED | 2026-01-08 |
| WI | RA | APPROVED | 2026-01-08 |
| MA | RA | APPROVED | 2023-04-19 |
| AZ | RA | APPROVED | 2021-10-20 |
| NY | RA | APPROVED | 2021-04-16 |
| LA | RA | APPROVED | 2020-06-02 |
| PA | RA | APPROVED | 2018-11-16 |
| TX | RA | APPROVED_RES | 2018-02-07 |
| MO | RA | APPROVED | 2016-03-29 |
| NC | RA | APPROVED | 2010-03-03 |
| OH | RA | APPROVED | 2008-10-09 |
| IN | RA | APPROVED | 2008-06-10 |
| GA | RA | APPROVED | 2006-10-03 |
Branch Locations
7755 Paragon Road Suite 107, Dayton, OH 45459 • United States
419 Plum Street, Cincinnati, OH 45202 • United States
9100 West Chester Towne Centre Dr Suite 355, West Chester, OH 45069 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Co. | Cincinnati | OH | 10/2005 | 11/2018 |
| Park Avenue Securities | Cincinnati | OH | 11/2005 | 11/2018 |
| Park Avenue Securities | Beavercreek | OH | 04/2013 | 04/2017 |
| The Guardian Life Insurance Co. | Beavercreek | OH | 04/2013 | 04/2017 |
| Guardian Life Insurance | Dayton | OH | 05/2017 | Present |
| Park Avenue Securities | Dayton | OH | 05/2017 | Present |
| Guardian Life Insurance Company | West Chester | OH | 08/2017 | Present |
| Park Avenue Securities | West Chester | OH | 08/2017 | Present |
1. Sale Insurance Products When appropriate for clients I will offer Fixed annuities Start: 12/12/2008 Address: Different addresses for different carriers 5 bus hrs per month Investment related 2. DLAK Wealth Advisors Firm name that we represent ourselves as from a branding perspective. (DBA) Start: 06/02/2014 Address: 9100 West Chester Towne Centre, Ste 355; West Chester, OH 45069 0 hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-21 |
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