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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MI RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

50 W Big Beaver Rd Suite 600, Troy, MI 48084 • United States

34034 Eight Mile Road, Suite 102, Farmington Hills, MI 48335 • United States

757 S. Main St, Plymouth, Plymouth, MI 48170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horizon Wealth Management Troy MI 08/2013 Present
Voya Financial Advisors Troy MI 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 08/2013 → Present
    Horizon Wealth Management
    Troy, MI
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Troy, MI
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 5455 CORPORATE DR STE 210; TROY; MI; 48098; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/30/2013; 160; 160; SALES OF FIXED INSURANCE PRODUCTS| 2) NAME OF ENTITY: HORIZON ADVISERS; Yes; 5455 CORPORATE DR STE 210; TROY; MI; 48098; FINANCIAL SERVICES/DBA; INVESTMENT EXECUTIVE; 4/1/2016; 160; 160; SALE OF FIXED INSURANCE,SECURITIES,INVESTMENT PRODUCTS/GENERAL CPA PRACTICE. Horizon Adviser University (HAU) is part of the Horizon Adviser DBA, and the purpose of HAU is to educate. We keep our approved videos, podcast, blogs, etc. all here in one central place| 3) NAME OF ENTITY: HORIZON WEALTH MANAGEMENT; Yes; 5455 CORPORATE DR STE 210; TROY; MI; 48098; FINANCIAL SERVICES/DBA; ASSOCIATE; 8/21/2013; 40; 40; INSURANCE & INVESTMENT SERVICES| 4) NAME OF ENTITY: EMPTY BOWLS DETROIT; No; 11745 ROSA BANKS BLVD; DETROIT; MI; 48206; NON-PROFIT ORGANIZATION; MEMBER; 9/1/2016; 6; 0; PREPPING BOWLS,ATTEND PLANNING MEEETINGS.| 5) NAME OF OTHER BUSINESS: KOS ISLAND, LLC; INVESTMENT RELATED: YES; ADDRESS: 755 W. BIG BEAVER RD STE 2020R TROY, MI 48084; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0.25; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR ACCOUNTING PURPOSES ONLY;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-27
S63 Uniform Securities Agent State Law Examination 2011-05-27
  • S65 Uniform Investment Adviser Law Examination
    2017-03-27
  • S63 Uniform Securities Agent State Law Examination
    2011-05-27
Other Names
  • Thomas Paul Bellos

View on SEC IAPD

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