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Laura Knoph Smith

Morgan Stanley

Birmingham, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-04
MI RA APPROVED 2010-05-20
IL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2018-10-04
  • MI RA
    APPROVED
    Since 2010-05-20
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

34901 Woodward Avenue Suite 300, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barne Llc Birmingham MI 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barne Llc
    Birmingham, MI
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Birmingham, MI
  • 2006-11-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Birmingham, MI
    Birmingham, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-29
S63 Uniform Securities Agent State Law Examination 1998-02-25
  • S65 Uniform Investment Adviser Law Examination
    1999-04-29
  • S63 Uniform Securities Agent State Law Examination
    1998-02-25
Other Names
  • Laura Ann Knoph

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
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INNOVIA WEALTH, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
TOWNSEND STREET CAPITAL MANAGEMENT
VALSTONE PARTNERS VI

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Scott Schramm
John Lockwood
Jared M. Rhein

Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI

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