Stanley Royce Smith

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 11/2017
  Lpl Financial Llc
  High Point, NC
• 11/2018 → Present
  Pinnacle Financial Partners
  High Point, NC
• 11/2017 → Present
  Raymond James Financial Services, Inc
  High Point, NC

Previous Registrations

• 2011-12-15 → 2017-11-13
  Lpl Financial Llc
  High Point, NC
  Winston-Salem, NC
  Winston-Salem, NC
  Salem, VA
  High Point, NC
  High Point, NC
• 2009-01-02 → 2011-12-16
  Raymond James Financial Services Advisors, Inc
  Kernersville, NC
• 2007-11-14 → 2009-01-02
  Raymond James Financial Services, Inc.
  Reidsville, NC
  Greensboro, NC
  Lexington, NC
• 2002-05-31 → 2007-11-13
  Uvest Financial Services Group, Inc.
  Archdale, NC
  Lexington, NC
  Lexington, NC

Other Businesses

(1)Name of Business: Pinnacle Asset Management Address: 2630 Eastchester Drive, High Point, NC, 27265, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/09/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Consultant (2)Name of Business: Smith Address: 200 Ledford Ridge, Winston Salem, NC, 27107, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 11/03/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: POA/Personal Representative. I am POA for my Mother - Peggy E. Smith on her First Horizon Checking account.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-19
• S63 Uniform Securities Agent State Law Examination
  1993-06-09

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Stan Smith