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Current Employers
Silverman + Associates Wealth Management, Llc

333 N. Wilmot Road Suite 340, Tucson, AZ 85711 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2011-05-27
  • AZ RA
    APPROVED
    Since 2011-05-27

Branch Locations

333 N. Wilmot Road Suite 340, Tucson, AZ 85711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Silverman & Associates Tucson AZ 06/2008 Present
Silverman + Associates Wealth Management, Inc. Tucson AZ 05/2011 Present
  • 06/2008 → Present
    Silverman & Associates
    Tucson, AZ
  • 05/2011 → Present
    Silverman + Associates Wealth Management, Inc.
    Tucson, AZ
Previous Registrations
Other Businesses

COMPANY: SILVERMAN + ASSOCIATES INVESTMENT-RELATED: NO ADDRESS: 333 N. WILMOT RD., SUITE 340 TUCSON, AZ 85711 HOURS: 160 HOURS/MONTH OR FULL-TIME DUTIES: SALES OF INSURANCE PRODUCTS MARK SILVERMAN PARTICIPATES ON A RADIO SHOW CALLED $aving With $ilverman FROM TIME TO TIME, HE MAY OFFER CLIENTS ADVICE OR PRODUCTS FROM THOSE ACTIVITIES AND CLIENTS SHOULD BE AWARE THAT THESE SERVICES MAY INVOLVE A CONFLICT OF INTEREST. SILVERMAN + ASSOCIATES WEALTH MANAGEMENT, LLC, ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT AND CLIENTS ARE IN NO WAY REQUIRED TO UTILIZE THE SERVICES OF ANY REPRESENTATIVE OF SILVERMAN + ASSOCIATES WEALTH MANAGEMENT, LLC, IN SUCH INDIVIDUAL'S OUTSIDE CAPACITIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-23
S66 Uniform Combined State Law Examination 2002-07-26
S63 Uniform Securities Agent State Law Examination 1995-06-09
  • S65 Uniform Investment Adviser Law Examination
    2008-05-23
  • S66 Uniform Combined State Law Examination
    2002-07-26
  • S63 Uniform Securities Agent State Law Examination
    1995-06-09
Designations
Other Names
  • Mark F Silverman

View on SEC IAPD

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