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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 04/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: KDH 2009 LLC; Date Activity Started/Modified/Ended: 11/21/2025; Address: 640 Ocean Avenue, Portland, ME 04103; Type of Activity: Other - LLC that has mother's assets used for daily expenses and living; Role/Relationship: Officer; Responsibilities: Oversee LLC and act as needed when mother needs; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:Yes, The LLC is a client of Ameriprise and I will need to work with the advisor to manage the assets when mother is unavailable;-- END --- Name of Activity: KDH 2009 Trust; Date Activity Started/Modified/Ended: 12/01/2025; Address: 640 Ocean Ave, #220, Portland, ME 04103; Type of Activity: Other - Family trust; Role/Relationship: Trustee/Fiduciary; Responsibilities: oversee irrevocable trust; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-17 |
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