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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2005-02-14 |
Branch Locations
39 West Whipp Rd, Dayton, OH 45459 • United States
925 S Main St, Centerville, OH 45458 • United States
6301 Wilmington Pike, Centerville, OH 45459 • United States
120 Alexandersville Road, Miamisburg, OH 45342 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Dayton | OH | 08/2004 | Present |
Rental property (3) - Naples, FL 34108 - owner/landlord - 4 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-12 |
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