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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-07-15
  • TN RA
    APPROVED
    Since 2020-07-15

Branch Locations

537 Market Street, Ste. 105 1St & 3Rd Floors, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Chattanooga TN 06/2005 Present
Service & Repair Plumbing Chattanooga TN 10/1996 Present
  • 06/2005 → Present
    Raymond James & Associates
    Chattanooga, TN
  • 10/1996 → Present
    Service & Repair Plumbing
    Chattanooga, TN
Previous Registrations
  • 2004-02-04 → 2005-06-23
    A. G. Edwards & Sons, Inc.
    Chattanooga, TN
Other Businesses

(1)Name of Business: Little House on the River LLC Address: 3140 River Forest Trail, Chattanooga, TN, 37419, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/15/2014 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own the home and rent out the home thru Airbnb Vacation Rental. I report the income and expense on tax return each year and keep up the maint on the home. (2)Name of Business: Service & Repair Plumbing Address: 3176 River Forest Trail, Chattanooga, TN, 37419, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 10/01/1996 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Accounts Payable and Receivables

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-11
S63 Uniform Securities Agent State Law Examination 1996-10-11
  • S65 Uniform Investment Adviser Law Examination
    2020-07-11
  • S63 Uniform Securities Agent State Law Examination
    1996-10-11
Other Names
  • Tena Kellis

View on SEC IAPD

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