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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2010-05-21
  • MO RA
    APPROVED
    Since 2010-05-21

Branch Locations

One North Brentwood Blvd. Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F. Edwards & Company, Inc. Saint Louis MO 04/2010 Present
Previous Registrations
  • 2010-04-28 → 2010-05-24
    Bfe Asset Management, Llc
    St. Louis, MO
Other Businesses

1)City of Town and Country, MO., Alternate Member of the City's Board of Adjustment, Start Date: 05/2023, non-investment related, 6 hours per month, 0 hours during securities trading hours. 2)Fordyce Manor Drive Subdivision; non-investment-related; Fordyce Manor Drive, Town and Country, MO; Three trustees representing one owner of each of the 12 residences on Fordyce Manor Drive. Each trustee serves a three-year term; the terms are staggered so one trustee rolls off the board each year. I am serving just a one-year term through October 2025, completing the three-year term of a trustee who moved out of the subdivision earlier this year; Trustee; 10-27-2024 start date; 10 hours/month; 0 hrs/month during trading hours; Primary duties will be to ensure resident-approved service providers that perform landscape maintenance and one-off, resident approved landscaping projects are completed in a timely and acceptable manner before the subdivision finance officer sends a check to the service provider.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-09
S63 Uniform Securities Agent State Law Examination 1997-12-12
  • S66 Uniform Combined State Law Examination
    2006-08-09
  • S63 Uniform Securities Agent State Law Examination
    1997-12-12

View on SEC IAPD

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