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9 S Washington St Suite 210, Spokane, WA 99201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2022-04-19 |
| WA | RA | APPROVED | 2022-04-18 |
Branch Locations
9 S Washington St Ste 210, Spokane, WA 99201
9 S Washington St Suite 210, Spokane, WA 99201 • United States
9 S Washington St Ste 210, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Lolo | MT | 10/2013 | 03/2022 |
| Northwest Investment Advisors, Inc. | Spokane | WA | 04/2022 | Present |
1) KENNETH KAY III, 6225 HAZELWOOD CT., LOLO MT, 59847, CATEGORY: INSURANCE, INVESTMENT RELATED:YES, TITLE: AGENT, DUTIES: OFFERS ACCIDENT & HEALTH INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, AND TRADITIONAL LIFE INSURANCE, START DATE: 02/1993 HOURS PER MONTH: 20, HOURS PER MONTH DURING TRADING HOURS: 0 2)SUCCESS GROUP INC., LOLO MT, 06225, CATEGORY: RETAIL, SERVICE INDUSTRY, NVESTMENT RELATED: NO, TITLE: OWNER/PRESIDENT, DUTIES: PROPRIETARY MOLECULAR TESTING, START DATE: 12/1999 HOURS PER MONTH: 20, HOURS PER MONTH DURING TRADING HOURS: 0 3)KENNETH LUKE KAY III, 6225 HAZELWOOD COURT, LOLO, MT 59847 CATEGORY: NOTARY PUBLIC INVESTMENT RELATED: NO TITLE: NOTARY DUTIES: NOTARY SERVICES START DATE: 01/1995 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-19 |
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