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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2002-07-01
  • WI RA
    APPROVED
    Since 2002-07-01

Branch Locations

1125 Broadway St N, Menomonie, WI 54751 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Weeping Willow Estates Menomonie WI 01/1988 Present
Thrivent Investment Management Inc. Menomonie WI 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
  • 01/1988 → Present
    Weeping Willow Estates
    Menomonie, WI
  • 07/2002 → Present
    Menomonie, WI
  • 07/2002 → Present
    Thrivent Financial For Lutherans
    Appleton, WI
Other Businesses

WILSON CREEK CONDO ASSOCIATION POSITION: Board Member NATURE: Management ofthe office building that houses my current office. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2011 ADDRESS: 1125 Broadway St N #4, Menomonie WI 54751 DESCRIPTION: Assist in decisions related to the management of the property. RENTAL PROPERTY POSITION: Co-owner NATURE: Agricultural property rented to the public. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2000 ADDRESS: N6901 513th St, Menomonie WI 54751, United States DESCRIPTION: Handling rental receipts, leasing and maintenance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-30
S63 Uniform Securities Agent State Law Examination 1993-04-21
  • S66 Uniform Combined State Law Examination
    2004-09-30
  • S63 Uniform Securities Agent State Law Examination
    1993-04-21

View on SEC IAPD

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