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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| WI | RA | APPROVED | 2013-05-17 |
Branch Locations
1421 N Broadway Ste 113, Menomonie, WI 54751 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Ins Co | Menomonie | WI | 11/2012 | Present |
| Principal Securities Inc | Menomonie | WI | 11/2012 | Present |
| Special Needs Planning Llc | Eau Claire | WI | 09/2015 | 09/2018 |
| Ganther & Associates, Llc | Eau Claire | WI | 08/2017 | 04/2022 |
| United Financial Advisors, Llc | Eau Claire | WI | 11/2021 | Present |
**OUTSIDE INSURANCE, SALE OF FIXED LIFE, DISABILITY, LONG-TERM CARE, HEALTH, AND GROUP BENEFITS INSURANCE, 6/21/13. **OUTSIDE INSURANCE; SELLING FUNERAL TRUST INSURANCE FOR ESTATE PLANNING PURPOSES; 12/11/2014. **Fixed insurance, Group Medical, 10/19/16. **Fixed Insurance; Investment Related; 4401 Golf Terrace, Suite 201, Eau Claire, WI 54701; Agent; Accident, Critical Illness; Start Date: 04/01/2018; 5 hrs per month; 5 during trading hours. **Ebert Financial Services, LLC; Not Investment Related; 4410 Golf Terrace, Suite 201, Eau Claire, WI 54701; Owner; LLC set up for accounting and record keeping purposes. Not used as DBA.; Start Date: 06/01/2018; 0 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-09 |
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