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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-10
TX RA APPROVED_RES 2026-01-06
  • FL RA
    APPROVED
    Since 2026-03-10
  • TX RA
    APPROVED_RES
    Since 2026-01-06

Branch Locations

1540 Cornerstone Blvd Stes 110 & 210, Daytona Beach, FL 32117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Port Orange FL 03/2016 06/2019
Wells Fargo Clearing Services, Llc Daytona Beach FL 06/2019 Present
Previous Registrations
  • 2006-08-28 → 2007-11-21
    Boca Raton, FL
  • 2001-02-01 → 2006-07-26
    Morgan Stanley Dw Inc.
    Plantation, FL
    Plantation, FL
Other Businesses

NOTARY PUBLIC, NOT INVT RELATED, N/A, FL, NOTARY, START DATE 6/11/2019, 1 HR PR MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS. PORT ORANGE PRESBYTERIAN CHURCH, NOT INVT RELATED, PORT ORANGE, FL, SUNDAY SCHOOL TEACHER, START DATE 7/17/2022, 8 HRS PER MONTH, 0 HRS DURING TARDING, TEACH 2 CLASSES OF SUNDAY SCHOOL.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-07
S63 Uniform Securities Agent State Law Examination 1994-09-09
  • S66 Uniform Combined State Law Examination
    2026-03-07
  • S63 Uniform Securities Agent State Law Examination
    1994-09-09
Other Names
  • Teresa Anne Brault
  • Teresa Anne Boyar
  • Teresa Anne Gorman
  • Teresa Anne Sekerak
  • Teresa Anne Haley

View on SEC IAPD

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