Teresa A Haley

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 06/2019
  Lpl Financial, Llc
  Port Orange, FL
• 06/2019 → Present
  Wells Fargo Clearing Services, Llc
  Daytona Beach, FL

Previous Registrations

• 2006-08-28 → 2007-11-21
  Ubs Financial Services Inc.
  Boca Raton, FL
• 2001-02-01 → 2006-07-26
  Morgan Stanley Dw Inc.
  Plantation, FL
  Plantation, FL

Other Businesses

NOTARY PUBLIC, NOT INVT RELATED, N/A, FL, NOTARY, START DATE 6/11/2019, 1 HR PR MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS. PORT ORANGE PRESBYTERIAN CHURCH, NOT INVT RELATED, PORT ORANGE, FL, SUNDAY SCHOOL TEACHER, START DATE 7/17/2022, 8 HRS PER MONTH, 0 HRS DURING TARDING, TEACH 2 CLASSES OF SUNDAY SCHOOL.

Exams

• S66 Uniform Combined State Law Examination
  2026-03-07
• S63 Uniform Securities Agent State Law Examination
  1994-09-09

Other Names

• Teresa Anne Brault
• Teresa Anne Boyar
• Teresa Anne Gorman
• Teresa Anne Sekerak
• Teresa Anne Haley