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Beth Ann Diacono

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH

Cincinnati, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-05-25
TX RA APPROVED 2018-11-16
CA RA APPROVED 2018-11-06
  • OH RA
    APPROVED
    Since 2021-05-25
  • TX RA
    APPROVED
    Since 2018-11-16
  • CA RA
    APPROVED
    Since 2018-11-06

Branch Locations

5905 E Galbraith Rd, Cincinnati, OH 45236 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 11/2017 Present
Bank Of America Home Loans Newport Beach CA 10/2014 10/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-05
S63 Uniform Securities Agent State Law Examination 1993-04-05
  • S66 Uniform Combined State Law Examination
    2018-11-05
  • S63 Uniform Securities Agent State Law Examination
    1993-04-05
Other Names
  • Beth A Barikmo
  • Beth Ann Diacono
  • Beth Ann Barikmo
  • Beth Ann Diacono
  • Beth Ann Barikmo
  • Beth A Diacono
  • Beth Barikmo
  • Beth Diacono

View on SEC IAPD

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MICHAEL WILLIAM POPIL
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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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