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Theodore Samuel Coleman

Morgan Stanley

Seattle, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2013-06-10
  • WA RA
    APPROVED
    Since 2013-06-10

Branch Locations

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Seattle WA 06/2013 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2013 → Present
    Seattle, WA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*525237 - POA; Investment related: Yes; Pasadena, California; POA; 11/2022; During business hours: 0; After business hours: 10;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-05
S63 Uniform Securities Agent State Law Examination 1994-08-05
  • S65 Uniform Investment Adviser Law Examination
    1995-05-05
  • S63 Uniform Securities Agent State Law Examination
    1994-08-05
Other Names
  • Jr Theodore Samuel Coleman

View on SEC IAPD

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