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6 Inwood Place, Maplewood, NJ 07040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2010-10-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Maplewood | NJ | 04/2008 | 06/2017 |
| The Genwealth Group, Inc. | Maplewood | NJ | 10/2010 | Present |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 06/2017 | 12/2018 |
1. 8 Inwood Realty. Not Investment Related. 6 Inwood Place, Maplewood, NJ 07040. Real Estate Investment. Owner. 11/2016. 1 Hr/Mo; 0 During Trading Hours. Property Management. 2. 6 Inwood Realty. Not Investment Related. 6 Inwood Place, Maplewood, NJ 07040. Real Estate Investment. Owner. 11/2016. 1 Hr/Mo; 0 During Trading Hours. Property Management. 3. Independent Insurance Agent. Not Investment Related. 6 Inwood Place, Maplewood, NJ 07040. Insurance Sales. 01/2019. Less than 5 Hr/Mo. Selling fixed insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-15 |
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