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6 Inwood Place, Maplewood, NJ 07040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2016-03-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Maplewood | NJ | 05/2011 | 06/2017 |
| The Genwealth Group, Inc. | Maplewood | NJ | 05/2011 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2017 | 12/2018 |
1. Independent Insurance Agent. Not Investment Related. 6 Inwood Place, Maplewood, NJ 07040. Insurance Sales. 01/2019. Less than 5 Hr/Mo. Selling fixed insurance. 2. Family Connections, Inc, non investment related, 7 Glenwood Ave, #101, East Orange, NJ 07017, Non-Profit Organization, Vice President/Board Member, Start date: 11/2018, Hrs/Month: 7-10 hours, Duties: Volunteer position, lead development committee and plan out strategic initiatives.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-05-24 |
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