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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-30
OH RA APPROVED 2012-11-30
  • TX RA
    APPROVED_RES
    Since 2016-09-30
  • OH RA
    APPROVED
    Since 2012-11-30

Branch Locations

500 South Main Street, Findlay, OH 45840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Columbus OH 11/2012 03/2020
Jp Morgan Chase Bank, N.A. Findlay OH 03/2020 Present
Jp Morgan Securities Llc Findlay OH 03/2020 Present
Ashtabula Jefferson And Carson Railroad Jefferson OH 06/2026 Present
  • 11/2012 → 03/2020
    Columbus, OH
  • 03/2020 → Present
    Jp Morgan Chase Bank, N.A.
    Findlay, OH
  • 03/2020 → Present
    Findlay, OH
  • 06/2026 → Present
    Ashtabula Jefferson And Carson Railroad
    Jefferson , OH
Previous Registrations
  • 2005-03-31 → 2012-09-26
    Cuso Financial Services, L.P.
    Worthington, OH
    Columbus, OH
    Worthington, OH
    Columbus, OH
    Columbus, OH
    Hilliard, OH
    Columbus, OH
Other Businesses

Entity Name: Ashtabula Jefferson And Carson Railroad Investment related: No Address: Jefferson OH Nature of the other business: Railroad Transportation Position/Title/Relationship: Advisor/Officer Start Date: 06/05/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Short line railroad. Shipping, receiving and transloading of goods. My role would be CRO (Chief Risk Officer). Reviewing docs, etc. Entity Name: Pongo Shop Investment related: No Address: pongo.printify.com Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 04/24/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Merch store for my hockey team. T-shirts, hats, etc..

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-09
S63 Uniform Securities Agent State Law Examination 1993-05-05
  • S66 Uniform Combined State Law Examination
    2005-03-09
  • S63 Uniform Securities Agent State Law Examination
    1993-05-05
Other Names
  • Joe Schaefer
  • Joseph Patrick Schaefer

View on SEC IAPD

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