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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-30 |
| OH | RA | APPROVED | 2012-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Columbus | OH | 11/2012 | 03/2020 |
| Jp Morgan Chase Bank, N.A. | Findlay | OH | 03/2020 | Present |
| Jp Morgan Securities Llc | Findlay | OH | 03/2020 | Present |
| Ashtabula Jefferson And Carson Railroad | Jefferson | OH | 06/2026 | Present |
Entity Name: Ashtabula Jefferson And Carson Railroad Investment related: No Address: Jefferson OH Nature of the other business: Railroad Transportation Position/Title/Relationship: Advisor/Officer Start Date: 06/05/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Short line railroad. Shipping, receiving and transloading of goods. My role would be CRO (Chief Risk Officer). Reviewing docs, etc. Entity Name: Pongo Shop Investment related: No Address: pongo.printify.com Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 04/24/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Merch store for my hockey team. T-shirts, hats, etc..
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-05 |
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