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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-08-10 |
Branch Locations
18837 Brookhurst Ste Ste 107, Fountain Valley, CA 92708 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Fountain Valley | CA | 08/2009 | Present |
1. 08/10/2009 - RENTAL PROPERTIES (4 IN SURPRISE, AZ), (4 IN SALT LAKE CITY, UT) 2. 08/22/2011 - DBA ONLY - BENCHMARK WEALTH MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-05-28 |
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